DocumentCurrent VersionDocument TypeHousehold or Account FormDescription
OneAmerica ADV Part 2A19-MarchAccount OpeningNot ApplicableDisclosure about OneAmerica and services provided
OneAmerica Privacy Policy16-MayAccount OpeningNot ApplicableOneAmerica Privacy disclosure
OneAmerica Advisor Procedures ADV2B2016Account OpeningNot ApplicableOneAmerica procedures
Sawtooth Solutions ADV Part2A18-MarAccount OpeningNot ApplicableDisclosure about Sawtooth Solutions and services provided
Sawtooth Solutions Privacy Policy19-JanAccount OpeningNot ApplicableSawtooth Solutions Privacy disclosure
Investment Strategy Allocation15-MayOngoingAccountRequired for initial allocations and changes to existing allocations
Account Termination and Liquidation14-JunTerminationAccountRequired if client would like to terminate their agreement and have account liquidated
One America IMA15-AprilAccount OpeningNot ApplicableInvestment Management Agreement

TD Ameritrade Paperwork
Individual/JTWROS/Tenants in Common/Com. Property/Trust/Estate
1. Account Application
2. Asset Based Fee Pricing
3. Account Transfer Form
4. Move Money Advisor Authorization
5. TD Disclosure Packet
Traditional IRA/Roth IRA/Rollover IRA/Simple/Minor Roth or Traditional
1. Account Application
2. Asset Based Fee Pricing
3. Account Transfer Form
4. IRA Move Money Advisor Authorization
5. TD Disclosure Packet
6. Custodial Agreement

*Please note, if a form is only required at the household level, all account owner signatures are required.  For example, if a Trust, all trustees must sign or if a JT, both account owner must sign.